The Docupace Blog

Tag >> SEC/FINRA

NPC is now Docupace Friendly

Posted by: joelnf in web-based, straight through processing, software as a service, SEC/FINRA, RIA, imaging, document management, Compliance, broker dealer on Aug 5, 2010

Docupace is pleased to announce that 1st Global Capital Corp.NPC Securities, Inc., FINRA, SIPC, RIA is now allowing their advisors to utilize Docupace for their secure, paperless office solutions.

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First Global Is Docupace Friendly

Posted by: joelnf in software as a service, SEC/FINRA, RIA, document management, Compliance, broker dealer on May 8, 2010

Docupace is pleased to announce that 1st Global Capital Corp. Member FINRA, SIPC, is allowing advisors to utilize Docupace for their secure, paperless office solutions.

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Dewaay is Docupace Friendly

Posted by: joelnf in straight through processing, software as a service, SEC/FINRA, RIA, document management, Compliance, broker dealer on Apr 11, 2010

Docupace is pleased to announce that Dewaay Capital Management and Dewaay Financial Network are allowing advisors to utilize Docupace for their secure, paperless office solution.

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Docupace in Investment News

Posted by: joelnf in web-based, software as a service, SEC/FINRA, RIA, imaging, document management, Compliance, broker dealer on Feb 3, 2010

Docupace was recently highlighted in an Investment News article by Davis Janowski called 'Software is a key to document managment'. It a nice article reviewing the evolution of imaging and document management as not just an online storage system by a way to to streamline advisor's workflow. Rather than summarize the article, I suggest you read the article. Its a good read: http://www.investmentnews.com/apps/pbcs.dll/article?AID=/20100131/REG/301319972

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Compliance Jobs - Fastest Growing?

Posted by: joelnf in SEC/FINRA, RIA, document management, Compliance, broker dealer on Dec 13, 2009

There was an interesting article that was recently released about some of the fastest growing job opportunities in the finance industry over the next few years:   Financial Examiners and Compliance Officers.

The article states that the number of jobs for financial examiners is projected to grow more than 40 percent from 2008 to 2018 and should account for 38,000 new jobs.

 That may not sound like alot across a country that has more than 200 million jobs when fully employed, but it represents the ongoing concern around COMPLIANCE and all components associated around it:  People, Policies and Technology.

 The article can be found via this link:

http://www.washingtonpost.com/wp-dyn/content/article/2009/12/11/AR2009121104872.html

 

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