Straight-Through Processing System | SEC, FINRA, E-SIGN Compliant | Paperless Application and Check Service

Docupace created ePACS, the industry’s first straight-through processing, web-based electronic paperless app and check service that offers true straight through processing available at a fraction of the cost of traditional systems.

ePACS:

• Fully integrated document management and workflow, e-Signatures, e-Forms, and Check21 processing.
• Addresses all back office processes, including new account opening, advertising compliance, rep on boarding, and more.
• Pre-configured security built specifically for financial service firms.
• Flexible delivery models to suit any size Broker Dealer or RIA.
• Instantly access your client files from any internet location at any time.
• SEC/FINRA compliant electronic supervision and WORM storage.

Docupace offers our clients the following advantages:

• Software as a Service. Don’t buy another server or pay for a software upgrade. We do all the heavy lifting and maintain the “state of the art” so you don’t have to.
• Legally Compliant. Secure, legally admissible images that meet the most stringent regulatory requirements.
• Efficient. We bring a pre-integrated solution to the market. Our innovative delivery model can get your firm automated and paperless fast, with less risk than comparable solutions.
• Audit Support. Corporate records, policies and procedures, memos, and customer records are easily managed and organized. ePACS maintains an extensive audit trail of all user and processing activities. Compliance blotters are auto-created and all subsystems required for processing are included in the audit logs.
• End to End. Robust feature set automates all back office processes.