Protect yourself from tomorrow’s attacks with comprehensive cybersecurity services and solutions.

We’re on a mission to help eliminate cyber threats from the IT systems of home offices, field offices, advisors, and investors. Our financial services cybersecurity experts support audit, compliance, and IT teams through cybersecurity challenges, from assessment to remediation to ongoing monitoring – to provide the best cybersecurity for wealth management firms.

We help Broker-Dealers and RIAs implement cybersecurity solutions, regardless of size or complexity:

  • Manage overall business risks
  • Reduce data breach exposure
  • Stay compliant and audit-ready

With SEC/FINRA compliant cybersecurity guidance and services from Docupace, in conjunction with OS33 and Security Snapshot, firms can reduce capital expenses, eliminate the need for in-house security staff, and help ensure their critical systems and data are protected from cyberattacks. cybersecurity solutions for wealth management


Assess Your Environment

With automated scanning tools and manual assessment techniques, our security experts conduct a thorough system assessment that includes the following:


Comprehensive Inventory

Inventory Hardware and Software

Overall Controls Review

Review Security Controls Including Firewalls, Anti-Virus, Access Points, and Active Directory Group Policy

Extensive Reporting

Identify Vulnerable Software, Unpatched Operating System, and Misconfigured Devices and Systems

Backup Strategy Audit

Assess Data Recovery Capabilities

Correct Potential Security Gaps

Following a comprehensive vulnerability assessment, we’ll help you take the next steps toward securing your IT systems. These services include:

  • Delivery of complete cybersecurity report, including remediation strategy
  • Delivery of network map, indicating all wireless access points
  • Delivery of hardware and software inventory, identifying any potentially dangerous applications
  • Roadmap of remediation activities
  • Encryption services for devices and servers
  • Secure document storage for all cybersecurity-related materials

Protect Your Systems from Ongoing Threats

Maintain awareness of any new security issues with automated continuous monitoring and reporting. Our cybersecurity for wealth management services include:


  • Daily remote evaluation of every workstation, server, and mobile device
  • Daily status reports stored in a secure portal
  • Weekly update emails
  • Immediate action for serious threats
  • U.S.-based technical support

We Successfully Help Broker-Dealers and RIAs of all Sizes and Complexity Stay Compliant and Secure

How to Build a Sustainable Cybersecurity Program
How to Build a Sustainable Cybersecurity Program
Building a sustainable cybersecurity program requires a solid foundation. How do you evaluate where your program stands, where it may need reinforcements and logical next steps? How do you roll out cyber-policies and control mechanisms to advisors in the field offices?