Fund Technology Docupace Technologies

Fund Technology | 6/8/2017 | Emily Sakamoto

Asset managers show increasing skepticism over security risks associated with vendors

In May one of the most prolific ransomware attacks, Wannacry, penetrated Microsoft operating systems across more than 150 countries worldwide. The attack targeted a gap which Microsoft had quietly rolled out a patch for on March 14, but which many companies, across a range of industries, failed to implement on their individual systems. A patch…

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Docupace Technologies, LLC pioneered and implemented SEC/FINRA-compliant Straight-through Processing technology for financial services companies. Docupace’s cybersecurity and document management and workflow solutions simplify the process of capturing, organizing, routing and accessing information for broker-dealers and registered investment advisors (RIAs) that, under new government regulations, must keep thorough, secure records of documents that explain how they formulated recommendations that are in the best interests of investors. Docupace’s innovative products have been proven to significantly reduce not-in-good-order (NIGO) conditions on document processing submissions for financial services companies.

Docupace currently services over 1 billion stored documents from more than 500 Broker Dealers and RIAs. For more information, please follow @docupace.