InvestorCOM’s innovative suite of FinTech solutions was developed in response to increasing regulation and the demand for more effective communication and disclosure from the financial services industry. Our compliance platform satisfies the principles set out by regulators and supports the key categories of disclosure and record-keeping, advisor and process oversight, and investment product selection and monitoring.
Our high-value, intuitive solutions eliminate compliance risk for our clients and foster better financial decisions. For more information, visit www.InvestorCOM.com.
Docupace has partnered with InvestorCOM to help you meet the demands of Reg BI’s Care Obligation and the DOL’s PTE 2020-02. InvestorCOM’s best interest recommendations analysis capability is seamlessly imported into the Docupace platform and auto-indexed to the client folder.