How Broker-Dealers Can Protect Themselves From Top Cybersecurity Threats

The increased usage of mobile devices and BYOD practices has resulted in an increased risk of cyber breaches at Broker-Dealer firms. Data access has also become challenging to monitor and control. Meanwhile, regulatory authorities like FINRA and the SEC are tightening regulations around cybersecurity and data compliance. Join our cybersecurity experts, Sam Attias (VP, Partnership & Development at OS33) and Michael Pinsker (Founder & Chairman of the Board at Docupace) to learn more about:

• The top 5 cyber threats for Broker-Dealers and how to mitigate the risk of a breach

• The importance of endpoint device compliance and a secure digital perimeter

• Working with trusted and industry-focused solution providers

Michael Pinsker- Founder & Chairman
Michael founded Docupace in 2002 with the goal of bringing a SaaS workflow and document management platform to the market. Michael has continued to enhance his technical knowledge and has been awarded certifications from Microsoft and Cisco. Michael is passionate about cybersecurity, having received certifications from the American Board of Certification in Home Security (ABCHS).

Sam Attias- VP, Partnership & Development at OS33
Sam Attias manages client acquisition and strategic partnerships at Workplace by OS33. He has been a significant part of OS33 for 10 years and prior to that, had a successful career in wealth management at Lehman Brothers and Barclays Bank. Sam is an expert at the financial services industry and is well-versed with the regulatory obligations and challenges that financial institutions face.

How Broker-Dealers Can Protect Themselves From Top Cybersecurity Threats

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