ON DEMAND: If You’ve Got Broken Tools, You May Have Broken Some Rules
It’s no surprise that trade surveillance leaders are dealing with an increasingly complex environment. As trading operations become more sophisticated and regulatory pressures mount, the need for effective surveillance technology and processes increases.
Many firms currently have different standalone automation tools supporting compliance, compensation, surveillance, operations, sales, and reporting. But here’s the problem with that:
- Firms are duplicating their efforts to manage all these independent data stores.
- Data gets keystroked more than once causing errors and inconsistency.
- They are not integrated.
What is needed is a change in thinking of how your firm should operate.
During this live webinar Docupace, SVP of Enterprise Business Development, Matt Paulsen interviewed subject matter expert, Robert McGill to learn about the biggest industry problems to date, how trade surveillance needs are evolving, and what technology capabilities are must-haves for 2024.
