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Schwab Advisor Center®

For over 30 years, Schwab has been a leader in supporting independent Registered Investment Advisors (RIAs). They are committed to the success of firms of all sizes, regardless of background, assets under management, or business complexity. 

Together, they can help you take your business further. Get started by discovering the breadth of services you can tap into when you choose Schwab as your custodian. For more information, visit advisorservices.schwab.com.

New Account Opening

Docupace offers two ways for advisors to interact with Schwab Advisor Center® (SAC) to facilitate new account and maintenance work.

Integration benefits with Schwab Advisor Center® through the Docupace platform:

  • Support for New Account Opening and maintenance which:
    • Reduces duplicate data entry
    • Reduces time to open new accounts
    • Increases consistency in account opening processes
    • Improves advisor experience
  • Docupace’s SAC interaction increases advisor and back office efficiency by:
    • Providing pre-bundled forms for all available registrations
    • Reducing NIGO rates through automated data validations
    • Automating submission of electronically-signed paperwork directly to custodian
    • Utilizing DIY Docusign’s Advanced Workflow capabilities integration
    • Automatic filtering of custodian from proprietary forms and submission of only custodian forms to custodian

Integration benefits with Schwab Advisor Center® through the PreciseFP platform:

  • PreciseFP’s integrations increase advisor and back office efficiency through:
    • SSO integration with Schwab Advisor Center® to:
      • Pre-populate Schwab forms
      • Integrate with Schwab’s Digital Onboarding workflow via API
    • Docusign’s DIY integration to:
      • Automate submission of electronically-signed paperwork directly to custodian
      • Utilize Docusign’s Advanced Workflow capabilities integration
      • Automatic filtering of custodian from proprietary forms and submission of only custodian forms to custodian

Data Services

Docupace has integrated with Schwab to provide advisors and their firm with daily transaction detail on:

  • Schwab
    • Accounts & Customers
    • Rep Id
    • Positions
    • Products
    • Trades

These standard files are imported automatically into Docupace’s Compensation Management or Surveillance and Compliance products for a streamlined reporting and monitoring experience

Integration Benefits for Docupace Compensation Management:

Our easily customized and rules-based compensation product takes away compensation frustration and allows your firm to grow by:

  • Eliminating manual compensation calculations
  • Creating up-to-the-minute, accurate financial reports
  • Handling the most complex compensation payout plans

Integration Benefits for Docupace Surveillance and Compliance:

Our rules-based, alert-driven auditing and compliance solution gives your risk & compliance management team confidence by:

  • Consistently applying rules across your enterprise that scales as you do
  • Improving efficiency by utilizing our exception-based processes
  • Allowing your team to focus on high-risk transactions for higher-quality outcomes

Transitions don’t have to create chaos.

With the right processes, support systems and digital tools in place, firms can simplify onboarding, reduce paperwork and keep clients confident throughout the move.

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