Stop the paperwork pileup.

Opening and maintaining accounts requires filling out a lot of paperwork with a ton of repeated information. It’s a lengthy process, and every error makes it even longer. What if you could eliminate errors and delays from your new business workflows?

A Cloud-Based, SEC- and FINRA-Compliant, Straight-Through Processing Solution

With Docupace, you can shrink processing times from days to minutes and significantly reduce NIGO submissions. All the forms you need are preloaded in the Docupace Platform. Pull in client data from your CRM or just start typing, then watch as that information automatically populates across all relevant forms. Meanwhile, Docupace scans everything for errors and inconsistencies. Sign the documents electronically, and you’re ready for submission.

  • Integrate with your operations and technology infrastructure
  • Reduce NIGO rates to low single digits
  • Shorten the client onboarding process
  • Auto-populate data from your CRM or another platform
  • Catch errors and inconsistencies prior to submission
  • Sign documents electronically with DocuSign and SIGNiX
  • Track account processing in real time from any office
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There’s power in paperless.

Submit paperwork
correctly the first time.

Docupace automatically pulls the correct forms in the correct order and checks for compliance errors, dramatically reducing NIGO rates.

Work at the speed of
paperless.

With electronic processing, new account paperwork can be electronically signed, recorded, processed, confirmed, tracked, and transmitted — all within minutes.

Make more time for
what matters.

Advisors have more important work to do than filling out repetitive forms and chasing down signatures. Reduce manual processes and give advisors more time to serve their clients.

How much could straight-through
processing save your firm?

Transition Assistant Has Helped Hundreds of Advisors Change Firms Fast

Ready to bring on more advisors?

Get in touch with our expert team to learn how to get started.