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Fidelity WealthscapeSM

Fidelity Wealthscape is a Fidelity Investments platform which offers clearing and custody services, investment and technology products and solutions, brokerage and trading services, and a range of insights, expertise, and world-class client experience to financial intermediary firms and institutions. Fidelity Investments is a leading provider of investment management, retirement planning, portfolio guidance, brokerage, benefits outsourcing, and other financial products and services to institutions, financial intermediaries, and individuals. For more information, visit clearingcustody.fidelity.com.

New Account Opening

Docupace has integrated with Fidelity Wealthscape to provide advisors with a universal account opening experience.

Integration Benefits:

  • API integration for New Account Opening and maintenance which:
    • Reduces duplicate data entry
    • Reduces time to open new accounts
    • Increases consistency in account opening processes
    • Improves advisor experience
  • Increases advisor and back office efficiency by:
    • Reducing NIGO rates through automated data validations
    • Automating account number reservation and pre-population on forms prior to client signing
    • Supporting both Docusign and Signix electronic signatures
    • Opening accounts in minutes
    • Electronic submission of signed documents to clearing platform
    • Centralizing system of record support for all documents

Fidelity Institutional® and National Financial Services LLC (together “Fidelity”) is an independent company, unaffiliated with Docupace Technologies, Inc. There is no form of legal partnership, agency affiliation, or similar relationship between Docupace Technologies, Inc. and Fidelity, nor is such a relationship created or implied by the information herein. Fidelity has not been involved with the preparation of the content supplied by Docupace Technologies, Inc. and does not guarantee, or assume any responsibility for, its content. Fidelity®, Fidelity Institutional® and WealthscapeSM are service marks owned by FMR LLC. Fidelity Institutional provides clearing, custody, or other brokerage services through National Financial Services LLC or Fidelity Brokerage Services LLC, Members NYSE, SIPC. <eReview number 1050705.1.0 >

Data Services

Docupace has integrated with Fidelity Clearing & Custody to provide advisors and their firm with daily, weekly, or on demand transaction detail on:

  • Fidelity – Custody
    • Trade & Bookeeping
    • Positions
    • Accounts
    • Security Master
  • FIWS – Institutional
    • Brokerage Accounts & Customers
    • Accounts
    • Positions
    • Product
    • Trades
    • Non-Trade Activity
  • NFSC – Clearing
    • Name & Address History
    • Suitability
    • Security Master
    • Products
    • Trails
    • Positions
    • Trade & Revenue

These standard files are imported automatically into Docupace’s Compensation Management or Surveillance and Compliance products for a streamlined reporting and monitoring experience

Integration Benefits for Docupace Compensation Management:

Our easily customized and rules-based compensation product takes away compensation frustration and allows your firm to grow by:

  • Eliminating manual compensation calculations
  • Creating up-to-the-minute, accurate financial reports
  • Handling the most complex compensation payout plans

Integration Benefits for Docupace Surveillance and Compliance:

Our rules-based, alert-driven auditing and compliance solution gives your risk & compliance management team confidence by:

  • Consistently applying rules across your enterprise that scales as you do
  • Improving efficiency by utilizing our exception-based processes
  • Allowing your team to focus on high-risk transactions for higher-quality outcomes

Transitions don’t have to create chaos.

With the right processes, support systems and digital tools in place, firms can simplify onboarding, reduce paperwork and keep clients confident throughout the move.

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