We’re on a mission to eliminate paperwork.

Paper-based processes cause costly errors and delays. With powerful paperless workflows, Docupace streamlines business for home offices, advisors, and investors. Docupace is the only digital operations platform designed specifically for wealth management firms — that’s why our clients trust us to keep them efficient, productive, and compliant.

The Platform

Foundations of the Platform

Our flexible and turnkey platform can be configured to leverage solutions specific to your firm’s goals and needs.

Forms Processing

Forms Processing

Pull the correct forms for every transaction, watch them populate automatically with client data, synchronize fields across multiple forms, and process esignatures effortlessly through best-in-breed partners like DocuSign and SIGNiX.

Key Features:

  • Secure Storage and Collaboration
  • SEC and FINRA Books and Records Compliant
  • Indexing, Search and Retrieve
  • Centralized and Decentralized Scanning
  • Event Based Retention

Your Platform, Your Rules

Choose the solutions that suit your needs, leave the ones that don’t.

Client Onboarding

Client Onboarding

With pre-populated forms, automatic data synchronization, built-in compliance checks, and advanced integrations, Docupace makes new account opening and maintenance processes surprisingly simple.

Submit paperwork
correctly the first time.

Work at the speed of
paperless.

Make more time for
what matters.

Document Management

Document Management

Store and access your firm’s records with a secure, cloud-based document management solution. With Docupace, you can access what you need when you need it, and always be prepared for an audit.

Untether yourself from your
filing cabinets or local servers.

Be your auditor’s favorite firm.

Manage books and records
at minimal cost.

Advisor Transitions

Advisor Transitions

What if you could give incoming advisors the ability to transition their book of business digitally in as little as 30 days? Docupace’s automated workflows, compliance knowledge, and hands-on service make it possible.

Attract great advisors.

Improve revenue.

Reduce paper costs.

Additional Solutions

Advisor Onboarding

Onboard new advisors quickly and ensure the accuracy of onboarding forms.

Advertising Review

Quickly review your ads for SEC and FINRA compliance and speed up marketing efforts.

Alternative Investments

Take advantage of the new wave of investments fearlessly with compliant alternative investment processing.

Transition Assistant Has Helped Hundreds of Advisors Change Firms Fast

Comprehensive & Configurable

Docupace does everything you need and only what you need.

We want to deliver a platform that integrates seamlessly into your existing operations and technology stack. When you work with us, a Docupace Account Manager will meet with you to develop a platform configuration tailored for your business.