Docupace to Host Industry Leaders in 2023 Kickoff Roundtables

Wealth Management Masterclass to Cover Operations, Operations, Compliance, Marketing, Growth, Technology and RIA Trends

LOS ANGELES – Dec. 28, 2022 – Docupace, the leader in cloud-based fintech digital operations software for the wealth management industry, today announces a special series of virtual roundtables featuring some of the most insightful minds in the wealth management industry.

“The wealth management industry is at a crossroads,” said Docupace Chief Marketing Officer Ryan George. “So we’re gathering leaders, visionaries and trailblazers from all areas of the business to help guide us on ‘what’s ahead’ for 2023.”

The 2023 Kickoff Roundtables will feature expert panelists from 18 industry-leading companies across six topics: Operations, Compliance, Marketing & Growth, Advisor Technology and the RIA Landscape. Start times for each of the roundtables will be 12pm ET to allow for the coast-to-coast audience to tune in. All roundtables will be recorded and replays will be posted to the Docupace website following the webinar’s completion.

“Discussions will explore successful strategies and impactful trends so that audiences can prepare a powerful playbook for 2023.” says George.

Click Here to Register for All Six Roundtables

Upcoming Schedule and Registration Links for 2023 Kickoff Roundtables

Achieving Operational Excellence (January 4, 2023)

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Description: Operational excellence isn’t just a dream, it’s a reality for those companies who can combine optimal processes and technologies with capable human hands. This group of the industry’s finest operational leaders will discuss overcoming internal hurdles, plotting a path toward change and keys to sustaining success.

Panelist: Tom Gooley, Chief Operating Officer for Cetera Financial Group

Panelist: Aaron Berthold, Vice President of Operations for Ameritas

Panelist: Mike Forker, Executive Vice President, Wealth Management Operations for ORION Advisor Solutions

Host & Moderator: Ryan George, Chief Marketing Officer for Docupace


RIA Megatrends: Catalysts for Disruption, Differentiation and Dominance (January 11, 2023)

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Description: Building and maintaining a thriving financial advisory firm is challenging in today’s disruptive environment. Maximizing scalability, delivering a differentiated client experience, and attracting top talent to an RIA firm requires strategic focus and transformative technology. This group of the industry leaders will cover the most pressing drivers for advisory firms.

Panelist: Shannon Spottswood, President for RFG Advisory

Panelist: Dan Wanous, Business Development Officer for Thrivent Advisor Network

Panelist: Rob Sandrew, Chief Growth Officer for Integrated Partners

Host & Moderator: Ryan George, Chief Marketing Officer for Docupace


Authoritative Voices on Advisor Technology (January 17, 2023)

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Description: Everyone knows that technology has the potential to unlock, empower and enable wealth management firms (large and small) to move faster and grow bigger…so why aren’t they? The answer is many are and this group of talented tech wizards will walk through the tell-tale signs of firms that are succeeding in deploying advisor technology.

Panelist: Craig Iskowitz, Founder & CEO of Ezra Group Consulting

Panelist: Kyle Van Pelt, Chief Executive Officer for Milemarker

Panelist: Derek Notman, Founder of Couplr

Host & Moderator: Ryan George, Chief Marketing Officer for Docupace


GROWTH…for the Lack of a Better Word…is Good (January 19, 2023)

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Description: Paraphrasing the iconic Gordon Gekko: “The point is ladies and gentlemen that GROWTH, for lack of a better word, is good.” However, with inflation persisting and equity markets dropping double-digit percentages in 2022, growth is a little harder to come by these days. This group of growth gurus will discuss areas of the wealth management business that are ripe for growth in 2023.

Panelist: Kevin Beard, Chief Growth Officer for Atria Wealth Solutions

Panelist: Jeff Vivacqua, President of Growth & Development for Cambridge

Panelist: Megan Hausman, Director of Advisory Success for APEX Advisor Solutions

Host & Moderator: David Knoch, Chief Executive Officer for Docupace


Effective Marketing Doesn’t Have to Be So Hard (January 26, 2023)

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Description: Whomever wrote that the key to effective marketing is to “keep it simple” was stupid. For many financial advisors and planners (and marketing professionals themselves), effectively marketing their services and attracting the attention of prospects is rather complex. We’re gathering some superstar marketing mavens to cover ways in which to up your firm’s marketing game in 2023.

Panelist: Anthony Stich, Chief Revenue Officer for Entrustody

Panelist: Susan Theder, Chief Marketing & Experience Officer for FMG

Panelist: Ted Jenkins, CEO & Co-Founder of oXYGen Financial

Host & Moderator: Ryan George, Chief Marketing Officer for Docupace


The Art and Science of Compliance in 2023 (January 31, 2023)

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Description: With new disclosure, marketing and “best interest” rules taking effect in recent years, most believe there’s both an art and science to complying with ever-shifting industry regulatory requirements. How can a firm innovate and adapt in such an ever-shifting regulatory requirements? These savvy compliance leaders will shed light on the key themes your firm must keep an eye on.

Panelist: Sarah Sutton, Director at Oyster Consulting

Panelist: Ann Robinson, Chief Compliance Officer for Farmers Financial

Panelist: John Gebauer, Chief Regulatory Officer for COMPLY

Host & Moderator: Ryan George, Chief Marketing Officer for Docupace

About Docupace

Docupace is a solutions provider focused on digitizing and automating operations in the financial advice and investment industry. Financial services firms use the Docupace Platform (a cloud-based, integrated software suite) to reduce back-office expenses, improve efficiency, strengthen recruiting, and enhance the experience of advisors and investors. With headquarters in Los Angeles, California, Docupace is proud to serve some of the largest independent broker-dealers and registered investment advisers (RIAs) in the financial services industry.

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